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Machinic Ballads: Alan Lomax’s Global Jukebox and the Categorization of Sound Culture

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100 Years of Lomax4

Today, SO! continues its series reconsidering the life and work of Alan Lomax in his centenary year, edited by Tanya Clement of The University of Texas at Austin. We started out with Mark Davidson‘s reflections on what it means to raise questions about the politics behind Lomax’s efforts to record and collect folk music, and continued a few weeks later with Parker Fishel‘s consideration of Lomax’s famous “Southern Journey” and how it has been appropriated by musicians more recently.

With Clement’s own article below, the series begins to rethink Lomax as a touchstone in current and continuing drives to collect, measure and compute sonic cultures, something that seems hot all of a sudden (see, for instance, coverage of recent digital analysis of trends in pop music at Queen Mary University of London). In her thoughtful, illuminating and inspiring article below, Clement challenges us to consider the politics behind these efforts to search, retrieve and analyze audio, something that the case of Lomax throws into stark relief.

— Special Editor Neil Verma

When the Association for Cultural Equity, an organization that Alan Lomax founded in 1983, announced the release of 17,000 music tracks from Lomax’s fieldwork collections, the New York Times heralded the release as a manifestation of Lomax’s Global Jukebox project, a computational experiment for accessing and studying his vast multimedia collection of the world’s culture. The Times piece likens Lomax’s project to Pandora, which allows the listener to search for music “like” music she has already found. Lomax’s biographer, John Szwed, also makes this comparison but modifies his description by proclaiming that unlike Pandora’s recommendations which are “based on personal taste” and “tend to lead sideways . . . to production style,” Lomax’s Global Jukebox idea held the potential to point a listener to “deeper principles of cultural and musical organization” (The Man Who Recorded the World 391).

Gobsmacked by whizbang possibilities, neither the Times nor Szwed discuss the deeper principles behind Lomax’s attempt to represent culture as a global search engine. In the context of the powerful work being accomplished in the Music Information Retrieval (MIR) community and my own project (HiPSTAS) to develop software for making sound collections searchable and accessible, In this article I will argue that how we build systems for searching and retrieving and browsing cultural artifacts as data is a profoundly political act. Recognizing such politics suggests that Lomax’s Global Jukebox project serves as a cautionary tale for how social and cultural contexts — or what Donna Haraway calls our “ways of being” — are reflected in the systems we develop.

John A. Lomax Collection in UT Folklore Center Archives, Small Multiples. Instrumental sections are in red, spoken sections are in green, and sung sections are in blue. Click to see the full-size image. John A. Lomax Collection in UT Folklore Center Archives, Small Multiples. Instrumental sections are in red, spoken sections are in green, and sung sections are in blue. Click to see a full-size version.

John A. Lomax Collection in UT Folklore Center Archives, Small Multiples. Instrumental sections are in red, spoken sections are in green, and sung sections are in blue. Click to see a full-size version.

The Singer with the Song

The year that Alan Lomax was born (1915), his father John Alan Lomax published a landmark piece heralding seven new types of American ballads for study. American ballads, he argues “reveal the mode of thinking, the character of life, and the point of view, of the vigorous, red-blooded, restless Americans, who could no more live life contented shut in by four walls than could Beowulf and his clan, who sailed the seas around the coasts of Norway and Sweden” (“Some Types of American Folk-Song”, 3). Unlike any other collection of ballads, John’s “American ballad” included the ballads of the miner, the lumbermen, the inland sailor, the soldier, the railroader, “the ballads of the negro; and the ballads of the cowboy . . . [and] the songs of the down-and-out classes, — the outcast girl, the dope fiend, the convict, the jail-bird, and the tramp” (3). Governed by a laudable goal to record the songs of folk cultures at the fringes of mainstream society, the senior Lomax’s view of the communities where he would collect his songs (including jails and state farms), was complex, and can fairly be called both progressive as well as racist (Porterfield 170).

John and Alan went on seven collecting trips together between 1934 and 1936 and co-authored five books on their return. On these trips, they collected songs from people on the street in cities like New Orleans and people in the country, from both church-goers and prisoners. While John held romanticized views of the “noble” southern black man, Alan, on the other hand, indicated a more nuanced understanding of the complexities inherent to his father’s attempt to generalize patterns of “folk” for study. Alan linked “the singer with the song” and was interested in the politics behind prisoners made to sing with guns at their backs and in the cultural lives of people that were so poor in means but so rich in “beautiful harmony, with enormous volume, with total affection” (Szwed 49). While Alan maintained that he was interested in the individual’s story, John believed that “a genuine ballad has no one author. It is therefore the expression of no one mind: it is the product of the folk . . . It might have been written by any one” (“Some Types of American Folk-Song”, 1).

John A. Lomax Collection in UT Folklore Center Archives, Small Multiples. Instrumental sections are in red, spoken sections are in green, and sung sections are in blue. Click to see the full-size image.

John A. Lomax Collection in UT Folklore Center Archives, Small Multiples. Instrumental sections are in red, spoken sections are in green, and sung sections are in blue. Click to see a full-size version.

Taxonomies

The Global Jukebox project demonstrates an almost complete reversal in Alan’s concerns. The studies behind the Global Jukebox include Alan’s Cantometrics and Choreometrics, in which he produces taxonomies for studying song and dance and his Parlametrics project, an “experiment in metalinguistics,” which Alan and his collaborators describe as a taxonomy of “patterns of style” in speech based on dynamic changes in pitch, loudness, speed, spacing, rhythm, and timbre (“A stylistic analysis of speaking”). These taxonomies show that Alan’s early consideration for the individual performer gave way to a desire to make folk study more scientific as a cultural mapping like what his father espoused rather than what Szwed and others have seen as Alan’s concerns with the situated politics of individuals.

Alan’s Parlametric study serves as good example. Approaching delegates from the United Nations and soliciting mail-in samples from regions not covered by the U.N. volunteers, Alan and his team collected representative recordings of 114 languages. Then, in order to study the “generally neglected meta-communicational level” in these recordings, the team designed a rating system including 50 codes that (1) “described the distinctive features of each recording,” and (2) “tended to cluster the recordings into sets of similars” that Alan maintains anyone could “readily use” to record “salient differences in conversation style” (19). These clusters pointed to 14 factors that Alan and his team would use to categorize the cultures from which they received samples:

  1. Repetitiveness
  2. Timing
  3. Speech length
  4. Upglides
  5. Descending cadence
  6. Syllabification
  7. Drawl
  8. Empathy
  9. Space
  10. Dominance/Sharing
  11. Relaxed/Tense
  12. Noise
  13. Breathy
  14. Forceful

Using these factors, Alan makes some broad assertions. The association of clear syllabification” (the degree to which syllables run together) “is most strongly predicted among gardeners with domesticated animals” and “[t]he association of clear syllabification to feminine autonomy is suggested by the discovery that this mode of speaking predicts and is predicted by permissive rather than restrictive premarital sexual mores” (27). Further, “Dominance vs. Sharing of conversation space” is strongly correlated with settlement size and severity of sexual sanctions,” a statement that Alan immediately rationalizes by noting that “this relation between a more crowded social space, high sexual tension and increased rate of interaction seems to make good sense, even if it does not account for every possibility” (31).

These spurious and broad generalizations were what Lomax hoped to facilitate for all with his Global Jukebox as the access point for “the first numerical models of the full range of global cultural variation in holistic form” for “the scientist, the layman, and the student to explore, experience, and manipulate the broad universe of culture and creativity in a systematic fashion, with audio-visual illustrations at every turn of the road” (“The Global Jukebox,” 318). By leveraging his taxonomies of song, dance, and speech in the computer age, Alan could suddenly associate and differentiate cultures holistically and en masse.

A visualization of a song in ARLO

A visualization of a song in ARLO. Click to see a full-size version.

Machinic Methods / Humanistic Questions

As someone who works in the liminal spaces between the humanities and technology, between cultural studies and critique and the machines that increasingly function both as access points and barriers to our cultural artifacts, I see Alan’s switch to generalizable taxonomies as par for the course in the digital age. My own >HiPSTAS project’s primary objective is to develop a virtual research environment in which users can better access and analyze spoken word collections of interest to humanists. We understand that in order for us to search digital sound artifacts, we have to create taxonomies, metadata, keywords and other generalizable frameworks that facilitate discovery.

At the same time that we are using machinic methods, however, we can still ask humanistic questions that open up rather than close down debates and dialogues. In a recent test for the HiPSTAS project, for example, we used machine learning to analyze the recordings in the UT Folklore Center Archives, which comprises 219 hours of field recordings collected by John and Alan Lomax, Américo Paredes, and Owen Wilson, among others. In our attempt to predict the presence of different sonic patterns including instrumental music, singing, and speech, the results of our analysis are noteworthy as the visualization shown in this brief movie demonstrates.


from Tanya Clement on Vimeo

Within the results, we see a visualization of how many seconds comprise each file (in blue) and how many of those seconds for each file our software has predicted the presence of instruments (green), speech (red), and song (purple). A subtle yet striking difference emerges in the comparison between the Lomax recordings (created 1926-1941), which are the oldest in the collection, and the others, which were created up until 1968. The Lomax recordings (primarily created by John Lomax) consistently contain the least amount of speech in comparison to what the other files contain.

Of course, there are a number of ways you can read these results. Given the conversation above, one could hypothesize that perhaps the Lomaxes were primarily interested in their participants’ songs rather than their stories. One could also think about it in terms of recording capabilities across time. When the Lomaxes were first recording, John Lomax writes, “The amplifier weighed more than one hundred pounds; the turntable case weighed another one hundred; two Edison batteries weighed seventy-five pounds each. The microphone, cable, the tools, etc., accounted for sufficient weight to make the total five hundred pounds. . . . In order to carry them in the car I tore out the back seat . . .” Even in 1967, forty years later, good recorders still weighed 70 pounds and required a car battery, but tapes were longer and costs were less. More tape and more time at less cost both financially and physically had a big impact on what researchers recorded. At the same time, the data shows that the later recordings are not much longer, but do seem to have more seconds of speech.

There is a danger in these kinds of machine-generated generalities. We employed taxonomies (instrumental, sung, speech) to teach the machine to categorize these patterns, but why these patterns? Are there others? Or did I choose these based on what I already wanted to say about the Lomaxes’ practices? And, I haven’t even mentioned here the subjective practices inherent to choosing algorithms for such work.

These kinds of questions require more research, and more contextualization than this aggregated data set can show. Just as the ballads that John and Alan Lomax once collected were written and sung by someone, so were the communities that Alan interpreted through his Parlametrics made up of individuals, not types. Perhaps Alan’s desire “to record the world” was just and Google, the collector, categorizer, and interface for all things on the Internet, isn’t evil. But the Global Jukebox Project serves as a cautionary tale about the politics behind the speed and efficiency that machinic methods seem to promise, a politics that needs to be far less opaque about its deeper principles and problems.

Tanya Clement is an Assistant Professor in the School of Information at the University of Texas at Austin. She has a PhD in English Literature and Language and an MFA in fiction. Her primary area of research is scholarly information infrastructure. She has published widely on digital humanities and digital literacies as well as scholarly editing, modernist literature, and sound studies. Her current research projects include High Performance Sound Technologies in Access and Scholarship (HiPSTAS).

Featured image: “Day 21 – Waveform” by Flickr user evil_mel, CC BY-NC 2.0

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Alan Lomax’s Southern Journey and the Sound of Authenticity

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100 Years of Lomax4Welcome back to 100 Years of Alan Lomax, Sounding Out!‘s series dedicated to remembering, rethinking and challenging our understanding of this crucial figure in folk music history.

In contrast to the first post in the series by Mark Davidson, which looked at how we have branded Alan Lomax, Parker Fishel‘s post considers how Alan Lomax fashioned himself—as both a collector and a publisher of other peoples’ music. The complexity of this task is inherent in the social and political ramifications of “saving” sound by making it “ours,” both in terms of singular ownership of singular recordings that had previously “belonged” to a community as well as the extent to which this practice brought these sounds to the wider culture.

Here, Fishel invites the reader to consider this complicated history that surrounds collecting and copyrighting folk music, what (and whom) the practice has excluded as well current performers who have been inspired by this preservation of our sound culture to perpetuate the practice: making it “theirs” and “ours” once again.

— Guest Editor Tanya Clement

The more one listens, views, and reads the work of pioneering folklorist Alan Lomax, the more inscrutable it becomes. Even if we set aside the sheer size and diversity of his collection, we are still left with a set of materials that eludes easy interpretation. Too mainstream for the academics and too academic for the mainstream, Lomax’s defiant, passionate quest to bridge the two worlds pioneered the study of sound as an embodiment of social and community dynamics. Yet in promoting American vernacular culture, Lomax also fashioned himself a folk hero, leaving us a legacy where the collector threatens to overshadow the collection. As arguably the world’s most famous folklorist, Lomax is responsible for much of the sound understood as authentic Americana.

Consider one vignette of many: the “Southern Journey,” a 1959-1960 recording trip that Alan Lomax undertook with Shirley Collins throughout Virginia, Kentucky, Tennessee, Arkansas, Mississippi, Alabama and Georgia. A world unto itself, the story of the Southern Journey reveals how these tensions shaped Lomax’s work and, to an extent, our understanding of a national cultural heritage.

"Radio Recording, Late 20th Century" by Flickr user Mike Licht, CC BY 2.0

“Radio Recording, Late 20th Century” by Flickr user Mike Licht, CC BY 2.0

To begin with, the Southern Journey sounded different than previous collecting trips due to the technological sophistication of the field recording set-up. Starting with a 1933 trip accompanying his father John A. Lomax, Alan Lomax’s previous recording expeditions in the South had relied first on Edison cylinders and then on disc-based recorders that had particular weaknesses in terms of fidelity. Surface noise obfuscated certain frequencies and reminded the listener that his or her experience was mediated. During the Southern Journey though, open reel magnetic tape, excellent microphones, and a mixer were employed to make what Lomax, in his tendency towards self-aggrandizement, claimed to be the “first” stereo field recordings in the South. Whatever the reality, the recordings were early efforts to use stereo in the service of field recording to capture more detail and nuance of a performance and its context.

Writing of the opportunity stereo presented for folklore, Lomax noted that “Folk music which, in its natural setting, is meant to be heard in the round, comes into its own with multi-dimensionality, for more than concert music, designed to project from the stage into an auditorium.” According to this reasoning, a good recording in stereo is more inclusive, grounding the listener’s position inside the soundscape of folklore’s community-based practice.

Yet, by nature folklore recordings have certain limitations. As jazz record producer Orrin Keepnews noted, “Our job is to create what is best described as ‘realism’ — the impression and effect of being real — which may be very different from plain unadorned reality.” This murky dividing line is problematic in the context of ethnographic documentation. In the case of Alan Lomax, it’s further complicated by multiple motivations and goals that transform this line into a shifting set of markers.

"30th January 2014" by Flickr user themostinept, CC BY-SA 2.0

“30th January 2014″ by Flickr user themostinept, CC BY-SA 2.0

Luckily, through diligent scholarship and Lomax’s own documentation, we are fairly aware of how this “realism” tension shaped his recordings in real-time performance and its public reception. Lomax sometimes auditioned performers when arriving in a new area; his book The Land Where The Blues Began (in part an reconstruction of the Southern Journey) was written 30-plus years after the fact from memory and a few scribbled notes on the back of tape boxes. However this knowledge impacts the supposed reality of the field recordings, it would be a mistake to reduce the extensive documentation of Lomax’s decision-making process to debunking. Rather, it is an aid for understanding what we’re hearing. By accounting for ethnographic and popularizing tendencies, what is really being developed is a guide for critical listening.

Part of that involved bringing in the recording industry. Starting with the 1939 Musicraft release of Leadbelly performances on 78-RPM discs, Lomax consistently used record companies as one means of bringing folklore to a wider audience. Commenting on the flurry of activity that accompanied Lomax’s 1959 return to the United States after nearly a decade abroad, noted folklorist Roger Abrahams commented, “To this writer it would appear that Mr. Lomax stayed up nights thinking of ways to sell folk-things to publishers, record companies, etc., ergo to the public.”

The Southern Journey was one such project, bankrolled by Atlantic Records. From nearly 80 hours of recorded material, Lomax curated two sets of releases in 1960, a seven LP Atlantic Records collection named the “Southern Folk Heritage Series” and the 12-LP “Southern Journey” series for Prestige International. In notes for reissues of the Atlantic set, Lomax admitted, “The set reflects, to some extent, what the Erteguns [Ahmet and Nesuhi, founders of Atlantic] felt might best reach their pop audience.” Examining how these recordings became canonical is to look at how new modes of cultural transmission affected folklore traditions.

Sales Fact Sheet for Atlantic’s “Southern Folk Heritage Series”

Sales Fact Sheet for Atlantic’s “Southern Folk Heritage Series”

We can hear another tension being negotiated in the way Lomax celebrated performances, which today justly rank alongside those of the Great American Songbook. Yet, to see them that way negates the core strengths of folklore: flexibility to situation and contingency to community. In the field, Lomax asserted that “every performance is original, a fresh and intentionally varied re-creation or rearrangement of a piece.” At the same moment, however, Americanizing processes were transforming these flexible local improvisatory practices into fixed inscriptions of national character. With his public visibility and prestige, the pieces in Lomax’s books and records carried weight as definitive versions – claims Lomax perpetuated in order to unify some of his cultural theories. (It also didn’t hurt that the practice of early folklorists was to copyright these compositions, giving them a financial stake in perpetuating those performances as examples of exceptionalism.) As a result, the public adopted a set of arbitrary songs and sounds as markers of authenticity.

These concerns remain important in the music’s continuing, living traditions. Groups like the Carolina Chocolate Drops or The Ebony Hillbillies perform the full, eclectic spectrum of early African-American string and jug bands traditions. While Jerron ‘Blind Boy’ Paxton forges similar terrain using the African-American songster and blues singer as a model, Frank Fairfield addresses Anglo-American folk traditions. All of these projects remind listeners of the arbitrary divisions of authenticity forced on musicians practices by the race recording industry, which partitioned sounds as white and black and led to our modern taxonomy of genres. These performers use folklore to expose parts of the under-documented past, re-appropriating musical styles and often re-creating that world through the adoption of early 20th century language, clothes, and mannerisms.

Other contemporary performers handle these issues differently. Megafaun, Fight The Big Bull, and Justin Vernon (of Bon Iver) form the nucleus of Sounds of the South, a “loving reinterpretation of the sound, structure, lyrics, and spirit” of the Southern Journey recordings. Engaging both the African-American and Anglo-American traditions documented on that trip, the group finds its sound in their overlap. This a space shaped in part by the popularizing processes Lomax set in motion, a space where generations of listeners have been introduced to Mississippi Fred McDowell through a Rolling Stones cover. Approaching the music from this perspective and not from the background of a Forest City Joe or an Almeda Riddle, authenticity necessarily exists in a different realm: re-interpretation. The resulting arrangements, such as that of Estil C. Ball’s sacred composition “Tribulations,” give one illustration of how these dynamics play out sonically within the world of folklore and music that Lomax left behind.

For this particular piece, the words and melody of Ball’s “terrifying meditation on the end of days” are kept as links to the original recording. This frees the ensemble to follow its muse into the musical landscapes of the intervening 50-plus years, shaped as they were by the introduction of the vernacular into the mainstream (and vice versa). Ball’s melody evokes an archetype, the high lonesome sound of Appalachia; a trope it inspired in the first place. Yet, in this cultural confluence, there is also space for something like Matthew E. White’s soul-influenced electric guitar. In introducing of a style, tradition, and sound beyond the original recording, a color line is crossed that, while maybe not explicitly heard, was certainly present in the Jim Crow context of the Southern Journey. For Sounds of the South, authenticity exists beyond mere re-creation.

What might Lomax’s reaction to the Sounds of the South project be? Reflecting on the 1960s folk scene, Lomax wrote, “The American city folk singer, because he got his songs from books or other city singers, has generally not been aware of the singing style or the emotional content of the folk songs, as they exist in tradition.” On the other hand, Lomax might be heartened that many, whether cultural heritage institutions or record labels, are following in the footsteps of his own Association for Cultural Equity. Working on the scale that digital resources facilitate, these organizations are providing access to field recordings and their context in ways never before possible. (What remains to be seen is how this might impact the process of codification discussed above.)

In another way, the Sounds of the South marks a return to tradition. While the Southern Journey recordings are the primary inspiration, Sounds of the South member Joe Westerlund describes the project as something larger: “We wanted to include everything that we’re into, not just the traditional folk music that’s on this box set…We’re doing our whole experience as musicians.” That experience involves collaboration with folk artists like the Blind Boys of Alabama and Alice Gerrard, as well as investment in their local cultural communities of Durham, NC, Richmond, VA, and Eau Claire, WI.

Alan Lomax (left) with Richard Queen of Soco Junior Square Dance Team at the Mountain Music Festival, Asheville, North Carolina; via the Library of Congress Lomax Collection

Alan Lomax (left) with Richard Queen of Soco Junior Square Dance Team at the Mountain Music Festival, Asheville, North Carolina; via the Library of Congress Lomax Collection

Lomax’s pedagogy of folklore situates authenticity as a function of these very types of activities. “Folk song lives in a rather mysterious world close to the heart of the human community and it is only through extended and serious contact with living folk traditions that it can be understood.” The particular tradition in which one participates makes little difference; rather emphasis is on the process of engagement and contact, which replicate older patterns of folklore transmission. So even if Lomax may have claimed there was a bit too much bel canto to suit his tastes, one can imagine his appreciation for Sounds of the South’s dedication to the meaning and spirit of the music.

Considering Alan Lomax, his work, and his legacy is a complex and often frustrating enterprise. Yet amidst parts that give us pause, there remain bits of enduring wisdom. Addressing a gathering of folklorists, Lomax asserted that “Underneath we are all morally, emotionally and esthetically involved with our material, and so all of us are artists and cultural workers, and there is no escape from that.”

Few of us devote ourselves to this kind of music (or any kind of music for that matter) as a detached academic exercise. It can take an example of the living tradition like Sounds of the South looking backwards and forwards to remind us of the full scope of our responsibilities. I can’t think of any more fitting tribute on the occasion of his centenary than to re-commit ourselves not to Alan Lomax, but to what caught his ear in the first place: the transcendent experience of sound.

Parker Fishel is an archivist, writer, and researcher living in Brooklyn, New York. Presently he is the archivist at Grey Water Park Productions and an occasional DJ on WKCR-FM. As co-founder of Americana Music Productions, Parker is the producer of a forthcoming set of music, photographs, and scholarship documenting the 1969 Ann Arbor Blues Festival. He is also at work on Georgia Griot, a bio-discography of jazz musician Marion Brown. While getting an MSIS from the University of Texas at Austin, Parker worked with the UT Folklore Center Archives and the John Avery Lomax Family Papers at the Briscoe Center for American History.

Featured image: “This Machine Surrounds Hate and Forces It to Surrender” by Flickr user Bee Collins, CC BY-NC-SA 2.0

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The Problem of Alan Lomax, or The Necessity of Talking Politics During the Lomax Year

http://www.loc.gov/pictures/collection/lomax/item/2007660276/

Alan Lomax (left) and youngster on board boat, during Bahamas recording expedition

100 Years of Lomax4This week, Sounding Out! kicks off an exciting four-part series exploring the work of Alan Lomax, a key figure in sound culture studies, and one whose legacy is in the midst of being reconsidered and refreshed by many scholars, musicians and folklorists alike.

As Guest Editor, we are happy to welcome Tanya Clement, Assistant Professor in the School of Information at the University of Texas at Austin. Clement has expertise in a wide variety of fields, from scholarly information architecture and digital literacies to modernist literature and sound studies, and she is currently helping to lead the High Performance Sound Technologies in Access and Scholarship (HiPSTAS), a project you should know about that’s using new technologies to analyze and increase access to a range of spoken word recordings.

I’ll turn it over to Clement to introduce the series, an expertly-curated set of reflections on what Lomax and his recordings have meant in the past and could mean in the future.

Special Editor Neil Verma

Alan Lomax (January 31, 1915 – July 19, 2002) was an archivist, ethnomusicologist, film-maker, folklorist, oral historian, political activist, scholar, and writer and many would say he has had the single most influential impact on the preservation of global music traditions. 2015 marks his centenary and this series of posts will both celebrate and interrogate his tireless and controversial crusade to bring attention to, understand, and preserve sound culture.

Below, Mark Davidson’s piece will introduce our collection with an exploration into the Alan Lomax “branding” as either saint or sinner with a call for transparency, context, and accuracy with regard to current scholarship and repatriation efforts surrounding the recordings Lomax made over six decades of work. In his approach to Alan Lomax’s Southern-based collecting work in our second article, Parker Fishel will consider the complex practice of documenting and preserving transforming dynamic community-based traditions into static texts that Lomax and others touted as authentic. Next, Toneisha Taylor will interrogate how the Federal Writers Project Folklore and Folkways collection projects, first formed by Lomax’s father, has framed how we encounter significant recordings about Black life in the Deep South during and after slavery. Finally, Tanya Clement will explore how Lomax’s ideas about Cantometrics and the Global Jukebox resound in recent work using computers to categorize and analyze sound in the 21st Century.

By revisiting Lomax’s collecting practices and the songs Lomax collected from alternate perspectives in the context of the diverse communities affected by his work, these posts are an attempt to use Lomax’s Centenary to celebrate the enduring resonance of folk songs in our sound culture and to bring awareness to the importance and complexities of its continued preservation.

— Guest Editor Tanya Clement

In 1987, two years after the three hundredth anniversary of Johann Sebastian Bach’s birth, musicologist Susan McClary published a now-classic article titled “The Blasphemy of Talking Politics during the Bach Year,” in which she reflected on her experiences at a number of Bach events in 1985. Using Theodor Adorno’s 1950 essay “Bach Defended against His Devotees” (written on the two-hundredth anniversary of the composer’s death) as a jumping-off point, McClary defied Bach scholars who viewed the German Baroque master’s music as sacrosanct and unimpeachable, and performed a brazen deconstruction of Bach’s most revered works: the Brandenburg Concerto No. 5 and Cantata No. 140 (“Wachet Auf”). For McClary, the turn was critical: “we must confront Bach and the canon and resituate him in such a way as to acknowledge his prominence in musical and non-musical culture while not falling victim to it (p. 60).”

What, one might ask, does a canonical “classical” music composer, a contemporary musicologist, and a twentieth-century German theorist have to do with folk music collector Alan Lomax? Aside from a heavy degree of fetishizing by pale male scholars (myself included), it turns out quite a bit.

The “Lomax Year” began on January 31, 2015, the 100th anniversary of Lomax’s birth, with events throughout the United States and Europe including concerts, marathon film screenings, and radio broadcasts devoted to his life and work. Centennial events are ongoing throughout the year, including a panel at SXSW on March 21st in Alan Lomax’s hometown of Austin, Texas.

Alan Lomax playing guitar on stage at the Mountain Music Festival, Asheville, N.C.

Alan Lomax playing guitar on stage at the Mountain Music Festival, Asheville, N.C.

But the current Alan Lomax revival began long before January 31. Over the course of the past five years there have been numerous books, including Lomax’s first full-length biography, websites devoted to his recordings (e.g., Louisiana, Kentucky), and recording reissues, all of which have garnered considerable attention in the popular media. There has been an ongoing film and recording series, The 78 Project, in which the project’s founders lug across the nation a vintage 1930s Presto recording machine similar to the kind Lomax would have used in search of contemporary musicians playing modern renditions of folk songs. Alan Lomax was even featured on The Colbert Report in March 2012, around the time that the massive Alan Lomax Archive of Alan Lomax’s Association for Cultural Equity (ACE) launched. The TV spot included a discussion of Lomax’s legacy and a performance by Emmylou Harris, Elvis Costello, and ACE executive director and musician Don Fleming, with Colbert helping out the proceedings.

Alan Lomax has become a brand, a larger-than-life figure looming over the entirety of folk music collecting in the United States. His name is the first on people’s lips when one mentions the subject (as I have found again and again in my own research on 1930s folk music collectors not named Alan Lomax). And he went to great pains throughout his life to promote this brand. It was, after all, the way that he was able to continue his life’s work. This branding effort continues to the present day, largely due to the efforts of the Association for Cultural Equity, which Lomax founded in 1983, and the American Folklife Center at the Library of Congress, where the Archive of American Folk Song (now the Archive of Folk Culture) is housed. Alan Lomax became the first salaried employee of the Archive in 1937, working there until 1942 when he left for the Office of War Information. But Lomax kept in close contact with the Archive for the rest of his life, lording “Ayatollah-like” (I’ve been told) over the collections he did so much to foster.

The Lomax Year has also been the impetus for a healthy reappraisal of Lomax’s life and career, as evidenced by a recent Studio 360 radio segment, produced by Richard Paul and featuring Dom Flemons, Karl Hagstrom Miller, Dwandalyn Reece, and Patricia Turner. In the 13-minute-long spot, Lomax is at once heralded as the potential grandfather of rock ’n’ roll while also criticized for the time that he and his father spent recording black prison inmates in the South, and the overall “folk construction” in which they engaged. The intervention is not unlike McClary’s call to “confront [Lomax] and the [traditional music] canon and resituate him in such a way as to acknowledge his prominence in musical and non-musical culture while not falling victim to it.”

"Lightnin' Washington, an African American prisoner, in the prison hospital at Darrington State Farm, Texas" by Alan Lomax.

Lightnin’ Washington, an African American prisoner, in the prison hospital at Darrington State Farm, Texas

But the “re-situation” suggested by this exposé borders on the same sort of constructed truth of which Lomax himself is accused. By listening to the segment one might come to the conclusion that Lomax had no time for any types of African American music outside of prison inmates: “It would take 14 years before Lomax ever recorded in a black church and he never recorded at a black college.”  Or one might think that the Lomaxes’ quest to find “pure” or “unadulterated” versions of songs was unique. Both statements are simply not true. Alan Lomax, in his official capacity with the AAFS, worked with numerous collectors who recorded all types of music. Just one example of many is his collaboration with John Wesley Work III of Fisk University to record African American folk songs and spirituals for use by Fisk and the Library of Congress. As far as fetishizing the untouched or “pure products,” it is a practice that persists in ethnographic research to this day.

Defending Alan Lomax in this way is not a position with which I am comfortable. But relegating him to a decade of his life, and conflating him with “the sins of the father” is no better a stance. There are plenty of places where Lomax can, and should, be justly criticized. There is his practice of taking composer credits for other musicians’ performances (which he somewhat awkwardly defended in a 1990 Fresh Air interview with Terry Gross). Then there’s the instructions he gave other AAFS fieldworkers to actively deceive their informants: “The recording interview can be as significant as the song itself and is valuable as a fresh field document, especially, if the informant does not know that the interview is being recorded, and if he never learns it.” And there’s a statement he made to Federal Writers’ Project historian Jerre Mangione in which he boasted that his father was “a fucking genius at getting blacks to sing” while describing, excitedly, the dangers of recording in the Jim Crow South. Not to mention Zora Neale Hurston putting Alan Lomax in blackface as they traveled the South. And these instances all fall within this same five-year period of Lomax’s life.

Stavin' Chain playing guitar and singing the ballad "Batson" accompanied by a musician on violin, Lafayette, La.

Stavin’ Chain playing guitar and singing the ballad “Batson” accompanied by a musician on violin, Lafayette, La.

What falls away in these discussions is perhaps the most critical piece to this puzzle: the individuals behind the recording. Who were they, and what were their lives like outside of the three minutes that are etched into a lacquered aluminum “acetate” disc? Aside from a few notable exceptions (e.g., Muddy Waters, Jelly Roll Morton), most of these performers remain unknown to the general public. Through this particular sin of omission, we fall victim to the fallacy that perhaps Alan Lomax really was the progenitor for the “never-ending folk music revival,” or that he really was the grandfather of rock ’n’ roll. Few scholars have even approached the problem of dealing with the performers in any substantive way, with the exception of perhaps Stephen Wade through his recent book The Beautiful Music All Around Us. The problem of the individual extends to the various recent “repatriation projects” that have been underway for some years. Given what we know about Lomax’s fieldwork co-creator-credit practices, how transparent have these repatriation efforts been able to be? What do these plans include for the forthcoming “definitive Centennial box set”?

Talking politics during the Lomax Year is not blasphemy. It is necessary. But the overall reliance on knocking down Alan Lomax™ misses an important point. It is nearly impossible to make the overly simplistic and poorly nuanced argument that Lomax was simply a product of his time, when that time spanned the better part of the twentieth century and into the twenty-first. The problem of Alan Lomax, then, is acknowledging his importance while resituating him within the larger narrative of traditional music research in the twentieth century, not as a brand, but as an individual in a larger network collectors, institutions, and musicians who fought against what the rapid disappearance—what Lomax called “cultural grey-out”—of music and culture throughout the world. Doing so won’t solve the problem, but it’s at least a start.

Mark Davidson is a Ph.D. candidate in cultural musicology at the University of California, Santa Cruz. He is currently finishing up a dissertation on WPA folk music collections, including Sidney Robertson Cowell’s California Folk Music Project; Herbert Halpert’s Southern States Recording Expedition; and the Florida Federal Writers’ Project’s statewide folk music recording survey (which included Zora Neale Hurston and Stetson Kennedy). Mark has also been working with Tanya Clement and the Briscoe Center for American History at the University of Texas to launch a website of the Lomax family’s recordings in Texas. He received an MSIS from the UT School of Information in August 2014, and has worked for the Journal of the Society for American Music since 2008.

Featured image: Alan Lomax (left) youngster on board boat, during Bahamas recording expedition. All images via the Library of Congress Lomax Collection.

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Heads: Reblurring The Lines

Primus Luta "Heads"

I don’t intend to discuss the “Blurred Lines” case in this post. There are plenty of folk already committing thoughts on the ruling. While the circumstances of the recent Thicke/Williams/Gaye case are not explicitly about sampling, they are indicative of the direction sample/copyright litigation can go in the future.  When samples from a composition infringe upon the copyrights for the song, it is dangerous territory. Rather than focus on those dangers however, I’d like to exemplify possibilities of a more open (and arguably the intended) interpretation of copyright laws, by doing something I should have done seven years ago – put out my project Heads (dropping on April 1st, 2015).

My position has not changed from previous writings on sample laws – transformative sampling produces original work. My intent here is to present an artist’s statement on Heads that illustrates how transformative sampling and derivatives of it require broader interpretation; they should be legally covered as original compositions.

heads

Cover art for Proto-Heads project from 2009

I’ve kept Heads in the vaults since 2007 while continuing from its artistic direction, all the while doing little tinkerings to convince myself it wasn’t done yet (it was).  I had been pursuing analog technologies I swore would be the finishing touches it needed, to convince myself it wasn’t ready yet (it was). Then I lost 4TB of files in a quadruple hard drive killer power surge. The last Heads masters were among the 500GB that survived.

The project was born in response to comments made by Wynton Marsalis, dismissing hip-hop and denying its connection to the legacy of black music.

It’s mostly sung in triplets. So what? And as for sampling, it just shows you that the drummer has been replaced by a loop. The drum – the central instrument in African-American music, the sound of freedom – has been replaced by a repetitive loop. What does that tell you about hip-hop’s respect for African-American tradition? – Wynton Marsalis

I was offended as both a hip-hop and jazz head, so I set out to produce a body of work that showed the artistic originality of sampling and tied the practice to black musical traditions.

Prior to the analog experiments, I was modeling a series of digital Open Sound Control (OSC) instruments based on the monome, starting with a sampler but expanding into drum machines synthesizers and other noise makers. Together I called them the Heads Instruments. 95% of the composition work on Heads began with these instruments, all of which were built around the concept of sampling.

The title Heads, comes from the musical head, which is a fundamental part of the jazz tradition. The head is the thematic phrase or group of phrasings that signify a song; heads can be comprised of melody, harmony and/or rhythm. Jazz musicians use the head as a foundation for improvisation, a traditional form including the alternating of head and solo improvisations . Often times in jazz, the head comes from popular songs re-envisioned through improvisation in a jazz context, such as John Coltrane’s famous refiguring of “My Favorite Things” from The Sound of Music. In addition to being covers, these versions are transformations of the original into a different musical context. The Heads Instruments were designed specifically as instruments that could perform a head in a transformative manner.

Hip-hop attacks itself. It has no merit, rhythmically, musically, lyrically. What is there to discuss? – Wynton Marsalis

Tony Wynn

I was a bit annoyed at Marsalis, just how much is illustrated by the opening track of Heads, “Tony Wynn,” eponymously named after the contemporary jazz saxophonist, who, like Marsalis, feels that hip hop is not music. In it a character berates his friend for bringing up Wynn’s position. On the surface the song talks trash, but musically it makes layers of references.

First, the song’s format (down to the title) is a nod to the Prince tune “Bob George.” In his song, Prince parodies a character berating a girlfriend for being with Bob George. The voice of the character in “Tony Wynn” and some of his comments come straight from Prince’s song, but the work as a whole is not a direct cover of “Bob George.”

Tony Wynn

“Tony Wynn” is undeniably influenced by the Minneapolis sound, that eclectic late 1970s and early 80s scene that blend of funk, rock, and synthpop, but how the track arrives there is complicated. It does contain a Prince sample, but not from “Bob George.” The sample is played in a transformative manner, chopping a new riff different from the source material. It also includes a hit from another song, a sample of only one note, yet one identifiable as signature. The drums are ‘played’ in what could be described as the Minneapolis vibe. You can also hear a refrain that mimics yet another song. All of these sampled parts create a new head, to which I added instrumental embellishments with co-conspirator Dolphin on bass, synth, and the killer Prince-esque guitar solo.

The track represents a hodgepodge of Prince influences, but because those influences are so varied, none can be individually identified as the heart of “Tony Wynn.”  Furthermore, at the bridge all of the samples get flipped on each other, some re-sampled and performed anew. Nothing can be pinned down as an infringement on technicalities, without taking into account the full context of the transformation.  While “Tony Wynn” is heavily influenced by Prince, it is not a Prince song.

Rap Rap Rap

The second track on Heads,”Rap Rap Rap,” features Murda Miles and Killa Trane. I chose its title and head to reference the 1936 Louis Palma song “Sing Sing Sing,” made popular by the Benny Goodman Band. Coming out of the big band era, the song is closer to a traditionally composed Western standard, the heavy percussions however distinguish it. While you will find no samples of sound recordings from any version of “Sing Sing Sing” in “Rap Rap Rap,” it still represents the primary sample head used.

The opening percussive phrases are influenced by rhythmic hand games—an important but often overlooked precursor to hip hop discussed in Kyra Gaunt’s The Games Black Girls Play: Learning the Ropes from Double-Dutch to Hip-Hop.  Here the rhythm sets the pace before charging into the head with a swing type of groove as the two featured artists, Murda Miles on trumpet and Killa Trane on sax, call out the head. What distinguishes these horns however, is that they are both sample based.

The song’s head is still based on “Sing Sing Sing,” but for the dueling horn parts the samples come from the recordings of Miles Davis and John. While Davis and Coltrane played together at a fair number of sessions, these samples come from two divergent sources from their individual catalogs. I chopped, tuned and arranged them for performance so that they could play in tune with the head.

The opening half of “Rap Rap Rap” sees both sticking to the head with little flourishes, but at the half way mark, the accompaniment changes to a distinct hip-hop beat still firmly rooted in the head. The two horns shift here as well, trading bars in a way that nods to both jazz and rap. The phrasing of the sample performance itself mimics a rapping cadence here, bridging the gap between the two traditions.

La Botella

The head for next track “La Botella” (The Bottle), uses a popular salsa motif as the head, accentuated by a son influenced percussive wall of sound. The percussions vary from live tracked percussions to percussion samples to percussive synthesis. I performed many of the percussive sounds utilizing the Heads Instruments sequencer, which lends itself to the slightly off—while still in the pocket—swing.

The format of this particular head allowed for an expanded arrangement, through which I nod to the Afro-Cuban influence in the African American tradition, from jazz to hard soul/funk to rock and roll. Son evolved from drumming traditions that have their own forms of the head.  There is a duality in these two traditions that pairs a desire for tightness with a looseness in spirit, and this tension continues into musics influenced by them. The percussions on “La Botella” carry that duality.  The collective drums sound as an instrument, while each individual drum can be aurally isolated.

The actual samples in the song come from vocal bits of The Fania All-Stars, but the true Fania mark I emulate on “La Botella” is the horn section. They sound nowhere near as good—let’s just get that out of the way—but the role they play comes directly from the feel of a classic Fania release. Could the horns actually be attributable to a single source? I doubt it, but more importantly, they operate only as a component of the song itself, placing this inspiration in a different musical context.

Sound Power

“Sound Power” fully embraces ‘sound’ as a fundamental musical object. Sounds in and of themselves can be understood as heads. The primary instrument I used on “Sound Power” is the sound generator of the 4|5 Ccls Heads Instrument. 4|5 Ccls is an arpeggiator modeled after John Coltrane’s sketches on the cycle of fifths. I tend to think of such sounds in relationship to the latter Coltrane years when he was using his instrument as a sound generator, clustering notes together and condensing melody.

Similarly, arpeggiators group notes into singular phrases which can be interpreted as heads. The head on “Sound Power” does not push the possibilities to the extreme, as Coltrane did; it remains constrained within a rhythmic framework.  However, it shows the power of sound as fundamental. All of the drums, percussive elements, bass and harmonies flow from the head, accentuated by heavyweight vocal chops from the Heads Instrument scratch emulator.

Come Clean

The intro to “Come Clean” marks a turning point in the album. The first four tracks present are technical feats to illustrate the point. “Come Clean” doesn’t slack off. Musically this track is the closest to the “Blurred Lines” case; notably, other than the intro, it contains no sample. It’s head, however, comes from the Jeru the Damaja song “Come Clean” produced by DJ Premier. I did an extensive breakdown on the technical details of “Come Clean” on Avanturb a few years ago; my online installation shows how (and for how long) I have been contemplating this track. But to paraphrase the sample here, the true power of music is helping the listener realize the breadth of their own existence in this universe. My use of the song is very intentional, and I deliberately change its themes for the album.

For “Come Clean,” I worked with percussionists Zach and Claudia who studied in the Olatunji line of drumming. They noted the physical timing challenges getting used to the song’s unique head, but, once they locked in, the head held its own. That exemplifies the power of this means of composing – new original ideas which can push music’s possibilities.

As an artist, I advocate for the interpretation of copyright laws so that someone cannot sue because three notes of a song appear in one they own, or because a sound from the recording the record company convinced the artist to sign over to them for pennies was repitched and played into a melody.  I know that arriving to music via these methods can push the traditions further, everything copyright laws were written to encourage. If we don’t change the way we think about copyright, the ability to create in this manner will be lost in litigation.

Heads comes out on April 1, 2015

Primus Luta is a husband and father of three. He is a writer and an artist exploring the intersection of technology and art, and their philosophical implications.  He maintains his own AvantUrb site. Luta was a regular presenter for Rhythm Incursions. As an artist, he is a founding member of the collective Concrète Sound System. Recently Concréte released the second part of their Ultimate Break Beats series for Shocklee.

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