Machinic Ballads: Alan Lomax’s Global Jukebox and the Categorization of Sound Culture
Today, SO! continues its series reconsidering the life and work of Alan Lomax in his centenary year, edited by Tanya Clement of The University of Texas at Austin. We started out with Mark Davidson‘s reflections on what it means to raise questions about the politics behind Lomax’s efforts to record and collect folk music, and continued a few weeks later with Parker Fishel‘s consideration of Lomax’s famous “Southern Journey” and how it has been appropriated by musicians more recently.
With Clement’s own article below, the series begins to rethink Lomax as a touchstone in current and continuing drives to collect, measure and compute sonic cultures, something that seems hot all of a sudden (see, for instance, coverage of recent digital analysis of trends in pop music at Queen Mary University of London). In her thoughtful, illuminating and inspiring article below, Clement challenges us to consider the politics behind these efforts to search, retrieve and analyze audio, something that the case of Lomax throws into stark relief.
— Special Editor Neil Verma
When the Association for Cultural Equity, an organization that Alan Lomax founded in 1983, announced the release of 17,000 music tracks from Lomax’s fieldwork collections, the New York Times heralded the release as a manifestation of Lomax’s Global Jukebox project, a computational experiment for accessing and studying his vast multimedia collection of the world’s culture. The Times piece likens Lomax’s project to Pandora, which allows the listener to search for music “like” music she has already found. Lomax’s biographer, John Szwed, also makes this comparison but modifies his description by proclaiming that unlike Pandora’s recommendations which are “based on personal taste” and “tend to lead sideways . . . to production style,” Lomax’s Global Jukebox idea held the potential to point a listener to “deeper principles of cultural and musical organization” (The Man Who Recorded the World 391).
Gobsmacked by whizbang possibilities, neither the Times nor Szwed discuss the deeper principles behind Lomax’s attempt to represent culture as a global search engine. In the context of the powerful work being accomplished in the Music Information Retrieval (MIR) community and my own project (HiPSTAS) to develop software for making sound collections searchable and accessible, In this article I will argue that how we build systems for searching and retrieving and browsing cultural artifacts as data is a profoundly political act. Recognizing such politics suggests that Lomax’s Global Jukebox project serves as a cautionary tale for how social and cultural contexts — or what Donna Haraway calls our “ways of being” — are reflected in the systems we develop.
The Singer with the Song
The year that Alan Lomax was born (1915), his father John Alan Lomax published a landmark piece heralding seven new types of American ballads for study. American ballads, he argues “reveal the mode of thinking, the character of life, and the point of view, of the vigorous, red-blooded, restless Americans, who could no more live life contented shut in by four walls than could Beowulf and his clan, who sailed the seas around the coasts of Norway and Sweden” (“Some Types of American Folk-Song”, 3). Unlike any other collection of ballads, John’s “American ballad” included the ballads of the miner, the lumbermen, the inland sailor, the soldier, the railroader, “the ballads of the negro; and the ballads of the cowboy . . . [and] the songs of the down-and-out classes, — the outcast girl, the dope fiend, the convict, the jail-bird, and the tramp” (3). Governed by a laudable goal to record the songs of folk cultures at the fringes of mainstream society, the senior Lomax’s view of the communities where he would collect his songs (including jails and state farms), was complex, and can fairly be called both progressive as well as racist (Porterfield 170).
John and Alan went on seven collecting trips together between 1934 and 1936 and co-authored five books on their return. On these trips, they collected songs from people on the street in cities like New Orleans and people in the country, from both church-goers and prisoners. While John held romanticized views of the “noble” southern black man, Alan, on the other hand, indicated a more nuanced understanding of the complexities inherent to his father’s attempt to generalize patterns of “folk” for study. Alan linked “the singer with the song” and was interested in the politics behind prisoners made to sing with guns at their backs and in the cultural lives of people that were so poor in means but so rich in “beautiful harmony, with enormous volume, with total affection” (Szwed 49). While Alan maintained that he was interested in the individual’s story, John believed that “a genuine ballad has no one author. It is therefore the expression of no one mind: it is the product of the folk . . . It might have been written by any one” (“Some Types of American Folk-Song”, 1).
The Global Jukebox project demonstrates an almost complete reversal in Alan’s concerns. The studies behind the Global Jukebox include Alan’s Cantometrics and Choreometrics, in which he produces taxonomies for studying song and dance and his Parlametrics project, an “experiment in metalinguistics,” which Alan and his collaborators describe as a taxonomy of “patterns of style” in speech based on dynamic changes in pitch, loudness, speed, spacing, rhythm, and timbre (“A stylistic analysis of speaking”). These taxonomies show that Alan’s early consideration for the individual performer gave way to a desire to make folk study more scientific as a cultural mapping like what his father espoused rather than what Szwed and others have seen as Alan’s concerns with the situated politics of individuals.
Alan’s Parlametric study serves as good example. Approaching delegates from the United Nations and soliciting mail-in samples from regions not covered by the U.N. volunteers, Alan and his team collected representative recordings of 114 languages. Then, in order to study the “generally neglected meta-communicational level” in these recordings, the team designed a rating system including 50 codes that (1) “described the distinctive features of each recording,” and (2) “tended to cluster the recordings into sets of similars” that Alan maintains anyone could “readily use” to record “salient differences in conversation style” (19). These clusters pointed to 14 factors that Alan and his team would use to categorize the cultures from which they received samples:
- Speech length
- Descending cadence
Using these factors, Alan makes some broad assertions. The association of clear syllabification” (the degree to which syllables run together) “is most strongly predicted among gardeners with domesticated animals” and “[t]he association of clear syllabification to feminine autonomy is suggested by the discovery that this mode of speaking predicts and is predicted by permissive rather than restrictive premarital sexual mores” (27). Further, “Dominance vs. Sharing of conversation space” is strongly correlated with settlement size and severity of sexual sanctions,” a statement that Alan immediately rationalizes by noting that “this relation between a more crowded social space, high sexual tension and increased rate of interaction seems to make good sense, even if it does not account for every possibility” (31).
These spurious and broad generalizations were what Lomax hoped to facilitate for all with his Global Jukebox as the access point for “the first numerical models of the full range of global cultural variation in holistic form” for “the scientist, the layman, and the student to explore, experience, and manipulate the broad universe of culture and creativity in a systematic fashion, with audio-visual illustrations at every turn of the road” (“The Global Jukebox,” 318). By leveraging his taxonomies of song, dance, and speech in the computer age, Alan could suddenly associate and differentiate cultures holistically and en masse.
Machinic Methods / Humanistic Questions
As someone who works in the liminal spaces between the humanities and technology, between cultural studies and critique and the machines that increasingly function both as access points and barriers to our cultural artifacts, I see Alan’s switch to generalizable taxonomies as par for the course in the digital age. My own >HiPSTAS project’s primary objective is to develop a virtual research environment in which users can better access and analyze spoken word collections of interest to humanists. We understand that in order for us to search digital sound artifacts, we have to create taxonomies, metadata, keywords and other generalizable frameworks that facilitate discovery.
At the same time that we are using machinic methods, however, we can still ask humanistic questions that open up rather than close down debates and dialogues. In a recent test for the HiPSTAS project, for example, we used machine learning to analyze the recordings in the UT Folklore Center Archives, which comprises 219 hours of field recordings collected by John and Alan Lomax, Américo Paredes, and Owen Wilson, among others (UT Folklore Center Archives, ca. 1928-1981, Dolph Briscoe Center for American History, University of Texas at Austin, Box 2.325/R). In our attempt to predict the presence of different sonic patterns including instrumental music, singing, and speech, the results of our analysis are noteworthy as the visualization shown in this brief movie demonstrates.
from Tanya Clement on Vimeo
Within the results, we see a visualization of how many seconds comprise each file (in blue) and how many of those seconds for each file our software has predicted the presence of instruments (green), speech (red), and song (purple). A subtle yet striking difference emerges in the comparison between the Lomax recordings (created 1926-1941), which are the oldest in the collection, and the others, which were created up until 1968. The Lomax recordings (primarily created by John Lomax) consistently contain the least amount of speech in comparison to what the other files contain.
Of course, there are a number of ways you can read these results. Given the conversation above, one could hypothesize that perhaps the Lomaxes were primarily interested in their participants’ songs rather than their stories. One could also think about it in terms of recording capabilities across time. When the Lomaxes were first recording, John Lomax writes, “The amplifier weighed more than one hundred pounds; the turntable case weighed another one hundred; two Edison batteries weighed seventy-five pounds each. The microphone, cable, the tools, etc., accounted for sufficient weight to make the total five hundred pounds. . . . In order to carry them in the car I tore out the back seat . . .” Even in 1967, forty years later, good recorders still weighed 70 pounds and required a car battery, but tapes were longer and costs were less. More tape and more time at less cost both financially and physically had a big impact on what researchers recorded. At the same time, the data shows that the later recordings are not much longer, but do seem to have more seconds of speech.
There is a danger in these kinds of machine-generated generalities. We employed taxonomies (instrumental, sung, speech) to teach the machine to categorize these patterns, but why these patterns? Are there others? Or did I choose these based on what I already wanted to say about the Lomaxes’ practices? And, I haven’t even mentioned here the subjective practices inherent to choosing algorithms for such work.
These kinds of questions require more research, and more contextualization than this aggregated data set can show. Just as the ballads that John and Alan Lomax once collected were written and sung by someone, so were the communities that Alan interpreted through his Parlametrics made up of individuals, not types. Perhaps Alan’s desire “to record the world” was just and Google, the collector, categorizer, and interface for all things on the Internet, isn’t evil. But the Global Jukebox Project serves as a cautionary tale about the politics behind the speed and efficiency that machinic methods seem to promise, a politics that needs to be far less opaque about its deeper principles and problems.
Tanya Clement is an Assistant Professor in the School of Information at the University of Texas at Austin. She has a PhD in English Literature and Language and an MFA in fiction. Her primary area of research is scholarly information infrastructure. She has published widely on digital humanities and digital literacies as well as scholarly editing, modernist literature, and sound studies. Her current research projects include High Performance Sound Technologies in Access and Scholarship (HiPSTAS).
Featured image: “Day 21 – Waveform” by Flickr user evil_mel, CC BY-NC 2.0
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Alan Lomax’s Southern Journey and the Sound of Authenticity
Welcome back to 100 Years of Alan Lomax, Sounding Out!‘s series dedicated to remembering, rethinking and challenging our understanding of this crucial figure in folk music history.
In contrast to the first post in the series by Mark Davidson, which looked at how we have branded Alan Lomax, Parker Fishel‘s post considers how Alan Lomax fashioned himself—as both a collector and a publisher of other peoples’ music. The complexity of this task is inherent in the social and political ramifications of “saving” sound by making it “ours,” both in terms of singular ownership of singular recordings that had previously “belonged” to a community as well as the extent to which this practice brought these sounds to the wider culture.
Here, Fishel invites the reader to consider this complicated history that surrounds collecting and copyrighting folk music, what (and whom) the practice has excluded as well current performers who have been inspired by this preservation of our sound culture to perpetuate the practice: making it “theirs” and “ours” once again.
— Guest Editor Tanya Clement
The more one listens, views, and reads the work of pioneering folklorist Alan Lomax, the more inscrutable it becomes. Even if we set aside the sheer size and diversity of his collection, we are still left with a set of materials that eludes easy interpretation. Too mainstream for the academics and too academic for the mainstream, Lomax’s defiant, passionate quest to bridge the two worlds pioneered the study of sound as an embodiment of social and community dynamics. Yet in promoting American vernacular culture, Lomax also fashioned himself a folk hero, leaving us a legacy where the collector threatens to overshadow the collection. As arguably the world’s most famous folklorist, Lomax is responsible for much of the sound understood as authentic Americana.
Consider one vignette of many: the “Southern Journey,” a 1959-1960 recording trip that Alan Lomax undertook with Shirley Collins throughout Virginia, Kentucky, Tennessee, Arkansas, Mississippi, Alabama and Georgia. A world unto itself, the story of the Southern Journey reveals how these tensions shaped Lomax’s work and, to an extent, our understanding of a national cultural heritage.
To begin with, the Southern Journey sounded different than previous collecting trips due to the technological sophistication of the field recording set-up. Starting with a 1933 trip accompanying his father John A. Lomax, Alan Lomax’s previous recording expeditions in the South had relied first on Edison cylinders and then on disc-based recorders that had particular weaknesses in terms of fidelity. Surface noise obfuscated certain frequencies and reminded the listener that his or her experience was mediated. During the Southern Journey though, open reel magnetic tape, excellent microphones, and a mixer were employed to make what Lomax, in his tendency towards self-aggrandizement, claimed to be the “first” stereo field recordings in the South. Whatever the reality, the recordings were early efforts to use stereo in the service of field recording to capture more detail and nuance of a performance and its context.
Writing of the opportunity stereo presented for folklore, Lomax noted that “Folk music which, in its natural setting, is meant to be heard in the round, comes into its own with multi-dimensionality, for more than concert music, designed to project from the stage into an auditorium.” According to this reasoning, a good recording in stereo is more inclusive, grounding the listener’s position inside the soundscape of folklore’s community-based practice.
Yet, by nature folklore recordings have certain limitations. As jazz record producer Orrin Keepnews noted, “Our job is to create what is best described as ‘realism’ — the impression and effect of being real — which may be very different from plain unadorned reality.” This murky dividing line is problematic in the context of ethnographic documentation. In the case of Alan Lomax, it’s further complicated by multiple motivations and goals that transform this line into a shifting set of markers.
Luckily, through diligent scholarship and Lomax’s own documentation, we are fairly aware of how this “realism” tension shaped his recordings in real-time performance and its public reception. Lomax sometimes auditioned performers when arriving in a new area; his book The Land Where The Blues Began (in part an reconstruction of the Southern Journey) was written 30-plus years after the fact from memory and a few scribbled notes on the back of tape boxes. However this knowledge impacts the supposed reality of the field recordings, it would be a mistake to reduce the extensive documentation of Lomax’s decision-making process to debunking. Rather, it is an aid for understanding what we’re hearing. By accounting for ethnographic and popularizing tendencies, what is really being developed is a guide for critical listening.
Part of that involved bringing in the recording industry. Starting with the 1939 Musicraft release of Leadbelly performances on 78-RPM discs, Lomax consistently used record companies as one means of bringing folklore to a wider audience. Commenting on the flurry of activity that accompanied Lomax’s 1959 return to the United States after nearly a decade abroad, noted folklorist Roger Abrahams commented, “To this writer it would appear that Mr. Lomax stayed up nights thinking of ways to sell folk-things to publishers, record companies, etc., ergo to the public.”
The Southern Journey was one such project, bankrolled by Atlantic Records. From nearly 80 hours of recorded material, Lomax curated two sets of releases in 1960, a seven LP Atlantic Records collection named the “Southern Folk Heritage Series” and the 12-LP “Southern Journey” series for Prestige International. In notes for reissues of the Atlantic set, Lomax admitted, “The set reflects, to some extent, what the Erteguns [Ahmet and Nesuhi, founders of Atlantic] felt might best reach their pop audience.” Examining how these recordings became canonical is to look at how new modes of cultural transmission affected folklore traditions.
We can hear another tension being negotiated in the way Lomax celebrated performances, which today justly rank alongside those of the Great American Songbook. Yet, to see them that way negates the core strengths of folklore: flexibility to situation and contingency to community. In the field, Lomax asserted that “every performance is original, a fresh and intentionally varied re-creation or rearrangement of a piece.” At the same moment, however, Americanizing processes were transforming these flexible local improvisatory practices into fixed inscriptions of national character. With his public visibility and prestige, the pieces in Lomax’s books and records carried weight as definitive versions – claims Lomax perpetuated in order to unify some of his cultural theories. (It also didn’t hurt that the practice of early folklorists was to copyright these compositions, giving them a financial stake in perpetuating those performances as examples of exceptionalism.) As a result, the public adopted a set of arbitrary songs and sounds as markers of authenticity.
These concerns remain important in the music’s continuing, living traditions. Groups like the Carolina Chocolate Drops or The Ebony Hillbillies perform the full, eclectic spectrum of early African-American string and jug bands traditions. While Jerron ‘Blind Boy’ Paxton forges similar terrain using the African-American songster and blues singer as a model, Frank Fairfield addresses Anglo-American folk traditions. All of these projects remind listeners of the arbitrary divisions of authenticity forced on musicians practices by the race recording industry, which partitioned sounds as white and black and led to our modern taxonomy of genres. These performers use folklore to expose parts of the under-documented past, re-appropriating musical styles and often re-creating that world through the adoption of early 20th century language, clothes, and mannerisms.
Other contemporary performers handle these issues differently. Megafaun, Fight The Big Bull, and Justin Vernon (of Bon Iver) form the nucleus of Sounds of the South, a “loving reinterpretation of the sound, structure, lyrics, and spirit” of the Southern Journey recordings. Engaging both the African-American and Anglo-American traditions documented on that trip, the group finds its sound in their overlap. This a space shaped in part by the popularizing processes Lomax set in motion, a space where generations of listeners have been introduced to Mississippi Fred McDowell through a Rolling Stones cover. Approaching the music from this perspective and not from the background of a Forest City Joe or an Almeda Riddle, authenticity necessarily exists in a different realm: re-interpretation. The resulting arrangements, such as that of Estil C. Ball’s sacred composition “Tribulations,” give one illustration of how these dynamics play out sonically within the world of folklore and music that Lomax left behind.
For this particular piece, the words and melody of Ball’s “terrifying meditation on the end of days” are kept as links to the original recording. This frees the ensemble to follow its muse into the musical landscapes of the intervening 50-plus years, shaped as they were by the introduction of the vernacular into the mainstream (and vice versa). Ball’s melody evokes an archetype, the high lonesome sound of Appalachia; a trope it inspired in the first place. Yet, in this cultural confluence, there is also space for something like Matthew E. White’s soul-influenced electric guitar. In introducing of a style, tradition, and sound beyond the original recording, a color line is crossed that, while maybe not explicitly heard, was certainly present in the Jim Crow context of the Southern Journey. For Sounds of the South, authenticity exists beyond mere re-creation.
What might Lomax’s reaction to the Sounds of the South project be? Reflecting on the 1960s folk scene, Lomax wrote, “The American city folk singer, because he got his songs from books or other city singers, has generally not been aware of the singing style or the emotional content of the folk songs, as they exist in tradition.” On the other hand, Lomax might be heartened that many, whether cultural heritage institutions or record labels, are following in the footsteps of his own Association for Cultural Equity. Working on the scale that digital resources facilitate, these organizations are providing access to field recordings and their context in ways never before possible. (What remains to be seen is how this might impact the process of codification discussed above.)
In another way, the Sounds of the South marks a return to tradition. While the Southern Journey recordings are the primary inspiration, Sounds of the South member Joe Westerlund describes the project as something larger: “We wanted to include everything that we’re into, not just the traditional folk music that’s on this box set…We’re doing our whole experience as musicians.” That experience involves collaboration with folk artists like the Blind Boys of Alabama and Alice Gerrard, as well as investment in their local cultural communities of Durham, NC, Richmond, VA, and Eau Claire, WI.
Lomax’s pedagogy of folklore situates authenticity as a function of these very types of activities. “Folk song lives in a rather mysterious world close to the heart of the human community and it is only through extended and serious contact with living folk traditions that it can be understood.” The particular tradition in which one participates makes little difference; rather emphasis is on the process of engagement and contact, which replicate older patterns of folklore transmission. So even if Lomax may have claimed there was a bit too much bel canto to suit his tastes, one can imagine his appreciation for Sounds of the South’s dedication to the meaning and spirit of the music.
Considering Alan Lomax, his work, and his legacy is a complex and often frustrating enterprise. Yet amidst parts that give us pause, there remain bits of enduring wisdom. Addressing a gathering of folklorists, Lomax asserted that “Underneath we are all morally, emotionally and esthetically involved with our material, and so all of us are artists and cultural workers, and there is no escape from that.”
Few of us devote ourselves to this kind of music (or any kind of music for that matter) as a detached academic exercise. It can take an example of the living tradition like Sounds of the South looking backwards and forwards to remind us of the full scope of our responsibilities. I can’t think of any more fitting tribute on the occasion of his centenary than to re-commit ourselves not to Alan Lomax, but to what caught his ear in the first place: the transcendent experience of sound.
Parker Fishel is an archivist, writer, and researcher living in Brooklyn, New York. Presently he is the archivist at Grey Water Park Productions and an occasional DJ on WKCR-FM. As co-founder of Americana Music Productions, Parker is the producer of a forthcoming set of music, photographs, and scholarship documenting the 1969 Ann Arbor Blues Festival. He is also at work on Georgia Griot, a bio-discography of jazz musician Marion Brown. While getting an MSIS from the University of Texas at Austin, Parker worked with the UT Folklore Center Archives and the John Avery Lomax Family Papers at the Briscoe Center for American History.
Featured image: “This Machine Surrounds Hate and Forces It to Surrender” by Flickr user Bee Collins, CC BY-NC-SA 2.0
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