The Musical Flow of Shane Carruth’s Upstream Color
DOI: https://doi.org/10.59350/fya2b-65669
Welcome back to Sculpting the Film Soundtrack, SO!‘s new series on changing notions about how sound works in recent film and in recent film theory, edited by Katherine Spring.
Two weeks ago, Benjamin Wright started things off with a fascinating study of Hans Zimmer, a highly influential composer whose film scoring borders on engineering — or whose engineering borders on music — in many major Hollywood releases. This week we turn to the opposite end of the spectrum to a seemingly smaller film, Shane Carruth’s Upstream Color (2013), which has made quite a few waves among sound studies scholars and fans of sound design, even earning a Special Jury Prize for sound at Sundance.
To unpack the many mysteries of the film and explore its place in the field of contemporary filmmaking, we are happy to welcome musicologist and film scholar Danijela Kulezic-Wilson of University College Cork. Listen to Upstream Color through her ears (it’s currently available to stream on Netflix) and perhaps you’ll get a sense of why you’ll have to listen to it two or three more times. At least.
–nv
—

When Shane Carruth’s film Upstream Color was released in 2013, critics described it in various ways—as a body horror film, a sci-fi thriller, a love story, and an art-house head-scratcher—but they all agreed that it was a film “not quite like any other”. And while the film’s cryptic imagery and non-linear editing account for most of the “what the hell?” reactions (see here for example), I argue that the reason for its distinctively hypnotic effect is Carruth’s musical approach to the film’s form: he organizes the images and sounds according to principles of music, including the use of repetition, rhythmic structuring, and antiphony.
The resulting musicality of Upstream Color may not be surprising given that Carruth composed most of the score, and also, as Jonathan Romney has noted in Sight & Sound, Carruth has said on many occasions that he was hoping “people would watch this film repeatedly, as they might listen to a favourite album” (52). In this sense, Carruth (whose DIY toolkit also includes writing, directing, acting, producing, cinematography, and editing) joins the ranks of filmmakers such as Darren Aronofsky and Joe Wright who recognize that, despite our culture’s obsession with the cinematic and narrative aspects of “visual” media, music governs film’s deepest foundations.
Upstream Color is a story about a woman, Kris, who is kidnapped by a drug manufacturer (referred to in the credits as Thief) and contaminated with a worm that keeps her in a trance-like state during which the Thief strips her of all her savings. Kris is subsequently dewormed by a character known as the Sampler, who transfers the parasite into a pig that maintains a physical and/or metaphorical connection to Kris. Kris later meets and falls in love with Jeff who, we eventually discover, has been a victim of the same ordeal. Although the bizarreness of the plot has encouraged numerous interpretations, the film’s unconventional audio-visual language suggests that its story of two people who share supressed memories of the same traumatic experience shouldn’t be taken at face value, but rather serves as a metaphor for existential anxiety resulting from being influenced by unknown forces.
Such an interpretation owes as much to the film’s disregard for the rules of classical storytelling as it does to a formally innovative soundtrack, one that uses musicality as an overarching organizing principle. The fact that Carruth wrote the score and script simultaneously (discussed in the video below) indicates the extent to which music was from the beginning considered an integral part of the film’s expressive language. More importantly, as the scenes discussed in this post suggest, the musical logic of the film is even more pervasive than the style, role, and placement of the actual score.
Whereas feature films traditionally assign a central role to speech, allowing music and sound effects supporting roles only, Upstream Color breaks down the conventional soundtrack hierarchy, often reversing the roles of each constitutive element. For example, hardly any information in the film that could be considered vital to understanding the story is communicated through speech. Instead, images, sound, music, and editing–for which Carruth shares the credit with fellow indie director David Lowery–are the principal elements that create the atmosphere, convey the sense of the protagonists’ brokenness, and reveal the connection between the characters. At the same time, characters’ conversations are either muted or their speech is blended with music in such a way that we’re encouraged to focus on body language or mise-en-scène rather than trying to discern every spoken word. For example, Jeff and Kris’s flirting with one another during their initial meetings (at roughly 0.44.20-0.47.00 of the film) is conveyed primarily through gestures, glances, and fragmentary editing rather than speech, which would be more typical for this sort of narrative situation.

Further undercutting the significance of speech across the film is how the film has been edited to resemble the flow of music. For example, non-linear jumps in the narrative are often arranged in such a way as to create syncopated audio-visual rhymes. This technique is particularly obvious in the montage sequence in which Kris and Jeff argue over the ownership of their memories, whose similarities suggest that they were implanted during the characters’ kidnappings. In this sequence, both the passing of time and the recurrence of the characters’ argument is conveyed through the repetition of images that become visual refrains: Kris and Jeff lying on a bed, watching birds flying above trees, touching each other. Some of these can be seen in the film’s official trailer:
The scene’s images and sounds are fragmented into a non-linear assembly of pieces of the same conversation the characters had at different times and places, like the verses and the choruses of a song. Importantly, the assemblage is also patterned, with phrases like “we should go on a trip” and “where should we go?” heard in refrain. The first time we hear Jeff say “we should go on a trip” and suggesting that they go “somewhere bright”, his words are played in sync with the image of him and Kris lying on the bed. The following few shots, accompanied only by music, symbolize the “honeymoon” phase of their relationship: the couple kiss, hold hands, and walk with their hands around each other’s waists. A shift in mood is marked by the repetition of the dialogue, with Jeff again saying “we should go on a trip” – only this time, the phrase plays asynchronously over a shot of Jeff and Kris pushing a table into the house that they have moved into together. Finally, the frustration that starts infiltrating the characters’ increasingly heated arguments is alleviated by the repetition of the sentence “They could be starlings.” As it is spoken three times by both characters in an antiphonic exchange, the phrase emphasizes the underlying strength of their connection and gives the scene a rhythmic balance. Across this sequence, the musical organization of audio-visual refrains prompts us to recognize the psychic connection between Kris and Jeff, and even to begin to guess the sinister reason for it.
While speech in Upstream Color is often stripped of its traditional role as a principal source of information, sound and music are given important narrative functions, illuminating hidden connections between the characters. In one of the most memorable scenes, the Sampler is revealed to be not only a pig farmer but also a field recordist and sound artist who symbolizes the hidden source of everything that affects Kris and Jeff from afar. As we hear the sounds of the Sampler’s outdoor recordings merge with and emulate the sounds made and heard by Kris and Jeff at home and at work, the soundtrack eloquently establishes the connection between all three characters while also giving us a look “behind the scenes” of Kris’s and Jeff’s lives and suggesting how they are influenced from a distance.

In one sense, by calling attention to the very act of recording sound, the scene exposes how films are constructed, offering a reflexive glimpse into usually hidden processes of production. The implied idea here–that the visible and audible are products of not-so-obvious processes of formation–refers not only to the medium of film but also to the complexity of the inner workings of someone’s mind. Thus the Sampler’s role, his actions, and his relationship to Kris, Jeff, and other infected victims can be interpreted as a metaphor for the subconscious programming – all the familial, social and cultural influences – that all of us are exposed to from an early age. The Sampler is portrayed symbolically as the Creator, a force whose actions affect the protagonists’ lives without them knowing it. The fact that he is simultaneously represented as a sound artist establishes sound-making and musicality as the film’s primary creative principles.
Considering Carruth’s very deliberate departure from the conventions of even what David Bordwell calls “intensified” storytelling, it is fair to say that Upstream Color is a film that weakens the strong narrative role traditionally given to oral language. What is intensified here are the musical and sensuous qualities of the audio-visual material and a mode of perception that encourages absorption of the subtext (in other words, the metaphorical meaning of the film) as well as the text.
The musical organization of film form and soundtrack is no longer limited to independent projects such as Carruth’s Upstream Color. As I have shown elsewhere, musicality has become an extremely influential principle in contemporary cinema, acting as an inspiration and model for editing, camera movement, movement within a scene and sound design. Some of the most interesting results of a musical approach to film include Aronofsky’s “hip hop montage” in Pi (1998) and Requiem for a Dream (2000), Jim Jarmusch’s rhythmically structured film poems (The Limits of Control, 2009; Only Lovers Left Alive, 2013), the interchangeable use of musique concrète and environmental sound in Gus Van Sant’s Death Trilogy and films by Peter Strickland (Katalin Varga, 2009; Berberian Sound Studio, 2012); the choreographed mise-en-scène in Joe Wright’s Anna Karenina (2012); the musicalization of language in Harmony Korine’s Spring Breakers (2012); and the foregrounding of musical material over intelligible speech in Drake Doremus’s Breathe In (2013). Given the breadth of these examples, it’s no exaggeration to say that filmmakers’ growing affinity for a musical approach to film is changing the landscape of contemporary cinema.
—
Danijela Kulezic-Wilson teaches film music, film sound, and comparative arts at University College Cork. Her research interests include approaches to film that emphasize its inherent musical properties, the use of musique concrète and silence in film, the musicality of sound design, and musical aspects of the plays of Samuel Beckett. Danijela’s publications include essays on film rhythm, musical and film time, the musical use of silence in film, Darren Aronofsky’s Pi, P.T. Anderson’s Magnolia, Peter Strickland’s Katalin Varga, Gus Van Sant’s Death Trilogy, Prokofiev’s music for Eisenstein’s films, and Jim Jarmusch’s Dead Man. She has also worked as a music editor on documentaries, short films, and television.
—
All images taken from the film.
—

REWIND! . . .If you liked this post, you may also dig:
Sound Designing Motherhood: Irene Lusztig & Maile Colbert Open The Motherhood Archives— Maile Colbert
Play it Again (and Again), Sam: The Tape Recorder in Film (Part One on Noir)— Jennifer Stoever
Animal Renderings: The Library of Natural Sounds— Jonathan Skinner
—
SO! Reads: Deborah R. Vargas’s Dissonant Divas in Chicana Music: The Limits of La Onda
DOI: https://doi.org/10.59350/q7q6x-gc538
Deborah R. Vargas’s Dissonant Divas in Chicana Music: The Limits of La Onda (2012) presents an alternate story of Chicana music through a collection of case studies in Chicana/o music history centering on Chicana/Tejana musicians active between the early decades of the 20th century to the present. Vargas assembles a mix of archival documents, interviews, images, songs, recordings, performances, ephemera, fragments, memories and engages intersectional feminist theory and queer of color critique to trace the music scenes her subjects inhabit.
A feminist oral historian, Chicano/Latino cultural studies scholar, and Associate Professor of Ethnic Studies at UC Riverside, Vargas’s research overlaps these disciplines and facilitates a conversation between popular music and sound studies that significantly considers gender, sexuality, and racialization in the construction of borderlands imaginaries. With Dissonant Divas Vargas makes an intervention both theoretical and methodological that greatly expands the Chicana/o musical archive and as well as the audiences for sound studies research. Furthermore, Vargas’s reflective writing voice locates her own Tejana/Chicana story in relation to her project and offers helpful insights into her research process at key moments. [The brief essay titled “Selena, Jenni Rivera, Eva Garza—meditations on an author’s soundtrack” published on the Minnesota Press webpages for Dissonant Divas is a generous methodology piece that should be read along with this comprehensive, satisfying, highly readable and often riveting text.]
Vargas defines the term, la onda, in a general sense as “an umbrella term for Mexican American/Chicano/Tejano music (x).” More critically, la onda also “operates to represent musics that have been prominent in academic and cultural sites that have produced dominant discourses of sexuality, gender, class, race, geography, and language in the constructions of Chicano music.” “Dissonance” can be understood variously as “chaos, cacophany, disharmony, static” and “out-of-tuneness” that draws attention to “the power of music with regard to Chicana gender and sexuality (xiv).” Vargas’s main critique notes how the “limits of la onda” reveals the heteronormative and patriarchal underpinnings that construct dominant narratives of Chicano music historiography. She argues that the force of these narratives have naturalized a way of thinking about Chicano music in terms of the various “fathers” of Chicano rock, conjunto music, and of the field of borderland studies itself. The distortions produced by the assimilating cultural nationalist logic of “la onda” have not only suppressed Chicana music histories and/or enabled their mishearing, but they also hide the complex ways that race, class, gender, and sexuality converge to produce Chicana subjectivities within and against the Chicano musical canon. In theorizing “dissonance,” Vargas thus productively sounds the Chicana histories in Dissonant Divas as alternatively gendered and/or queered against the heteromasculine concord of la onda.
The chapter “Borders, Bullets, Besos: The Ballad of Chelo Silva” contains perhaps the most provocative pages, detailing Chelo Silva, a bolero singer with a distinct repertoire of songs that are still performed and kept alive by a diverse lineage of performers and audiences, yet whose renown is seemingly inseparable with her former marriage to Américo Paredes. Ubiquitous in borderlands studies, Paredes’s name and legacy are defined largely by his study of the corrido, With His Pistol in His Hand: A Border Ballad and Its Hero (1970). Vargas strategically positions Silva and Paredes as “embodied representations” of the bolero and the border ballad, respectively, taking up Sonia Salídvar-Hull’s proposal to “imagine new corridos” by proposing Silva’s boleros as “feminist border ballads.” Vargas parses the constructions, aesthetics, and values carried in each song form, exploring how the border ballad has been the primary counter-site for narrating the injustice of Tejano/Anglo conflict (bullets) while the bolero, whose constant subject is love, luxuriates in all its jouissance (besos). Vargas reveals that the border ballad “has allowed its authors, singers, and scholars to sound the borderlands imaginary into being,” illuminating how the contest over historical representation is tied to musical representation. Silva’s story cannot be found within this articulation of la onda without, in part, redefining the border ballad (54).
Vargas innovates and meticulously crafts an alternative archive better suited to narrating and hearing Silva’s fragmented story, what Vargas felicitously calls her archisme of knowledge. Engaging the silences in Silva’s story, the archisme sounds her presence in the recorded memories of her fans which include testaments to her unique vocal qualities, her powerful and evocative performances, her improvisations in music and in life,,along with a healthy amount of the chisme or gossip surrounding Silva. Proposing the archisme as a “feminist project for historicizing nonnormative Chicana/o genders and desires” Vargas extends both Sonia Saldivar-Hull’s directive for Chicana scholars to look in nontraditional places for theory and Lisa Lowe’s theorization of gossip as a destructuring site of knowledge production (Saldivar-Hull, 1998; Lowe, 1996).
As I read through the first three chapters, a question that kept coming up concerned why we should not consider this study on more specific regional terms, or why this book isn’t titled, “Tejana Divas”? Vargas finds the overdetermination of these Chicana/Tejana musicians as “regional” subjects a problem not typically encountered by musicians from a city like Los Angeles, for example, because of its construction as a global metropolis. I cannot dispute Los Angeles’s status as a world center and I wondered how to earnestly engage Vargas on this point. What are the stakes of locating this study of Tejana/Chicana musicians within a broader Chicano/a musical context?
The final two chapters make the case for remapping Chicana music, advanced in part by the capacious notion of queer “diva-scapes.” In “Sonido de las Americas: Crossing South-South Borders with Eva Garza,” Vargas employs what she calls a “transfrontera musical compass,” a feminist methodology deftly juxtaposing the notion of a “musical scale” with the concept of “geographic scale.” Eva Garza’s career begins in her San Antonio hometown but she eventually came to embody the “la vóz de las Américas” in a hemispheric sense via her participation in early Spanish language radio, recordings, and live performances in nightclubs and films that took her to Mexico City and Havana for significant periods; her genre-crossing repertoire mirrored her travels. Garza began as a singer of the appropriately feminine bolero, but through her contact with Cuban musicians, the Afro-Caribbean guaracha song–decidedly phallocentric and risqué in its subject matter–also became part of her repertoire. The song she was most known for, “Sabor de Engaño” adds a sensual register to her transfrontera compass, a lingering sabor or taste exceeding regional, national, formal, and gendered limits. This is most evident in the repeated examples of impromptu performances of a song verse or refrain of “Sabor de Engaño” by many Cubanos Vargas encountered in her research travels. Vargas employs the transfrontera musical compass as a “listening instrument” to trace Garza’s musical trajectory through spatial-temporal moments disrupting rigid and normative notions of community, nation, and Chicano music (147).
In “Giving Us That Brown Soul: Selena’s Departures and Arrivals,” Vargas addresses the multiple problems in the mainstream media’s designation of “crossover star” to narrate Selena’s story as a spectacular rise in fame marked by her violent death in 1995. Vargas seeks to correct the assimilationist narratives of Selena’s musical history that, in addition to figuring her as a marginalized Latina on the verge of “legitimate” status, problematically narrates a south-north trajectory “devoid of blackness and queerness.” Vargas both critiques how “brown soul” has been musically deployed to stand in for cultural nationalist “brown power” and extends previous work focusing on blackness in Chicano/Latino music that includes R&B and Afro-Caribbean influences but not necessarily the Afro-diasporic. Cumbia, an Afro-Columbian dance form popularized in Mexico in the 1940’s – 50’s is central to Selena’s Tejano sound as are 70’s era disco and 80’s freestyle, particularly in the cultivation of her iconic diva look which together resonate a queer of color musical legacy on the sonic and visual planes.
Selena’s “brown soul” and style moves Tex-Mex cumbias in what Vargas calls “queer misdirections” by traveling north-south, for example, while sounding counterhegemonic femininities that continue to reverberate in the many tribute drag performances to Selena in and beyond the borderlands of Tejas. In these ways, Vargas traces the “topography of Selena’s transformations and remappings of Chicano music (205). Just as audio technologies have been key in circulating Eva Garza’s and Selena’s music in multiple directions, so are the memories, repeated performances, and queer embodiments of their music by their diverse audiences. For both of the these artists, sound expands Vargas’s engagement with spatialization theories so that we may hear these productive dissonances and in these ways begin to imagine alternative borderlands imaginaries.
Upon finishing, a question that remains in considering “diva dissonance” is the implied consonance of Vargas’s theorization of “la onda.” At times, the term becomes too totalizing, and I would argue for the presence of heterogeneity and other musical diversities even within what Vargas denotes as la onda. We must both make and leave room to imagine the possibility of many unrecorded, captured, or yet unsounded transgressions for Chicanas whose paths may appear to follow a heteronormative logic. For this reason I found the reiteration of such rich findings against la onda asomewhat repetitive distraction from the richer tales Vargas’s archival work tells. What would these histories sound like if they weren’t always positioned against la onda—if they were sounded instead more toward each other?
What Deborah R. Vargas richly accomplishes in Dissonant Divas responds to Alejandro Madrid’s call for musicologists to establish critical conversations beyond “the conservatory” and to engage larger intellectual dialogues (AMS Vol. 64, No. 3, 2011).Vargas’s intersectional feminist-of-color argument extends the body of feminist Chicana/o cultural studies scholarship and equally extends Chicano music histories that may engage gender to some degree but do not fully interrogate those categorical constructions. Her theorization of the title’s key term “dissonance” as “both a methodological and analytic device” and her construction of a differential archive combine to create “alternative sonic imaginaries of the borderlands (xii).” More broadly, Dissonant Divas is an intervention to the problems of conducting research in marginalized communities and the racialized subjects often left out of official archives, institutional records, and studies of sound (Trouillot, 1995; Taylor, 2003). Each chapter reveals and addresses various barriers to conducting research on Chicana musicians whose uneven historical representation lead Vargas to turn to other sites, methodologies, and embodied practices where Chicana voices resound across temporal and spatial lines. In these ways, Vargas’s sustained engagement of race, class, gender, and sexuality with Chicana/o borderlands music is thoroughly new.
—
Featured Image: Pauline Oliveros by Flickr user Horacio González Diéguez, CC BY-NC-SA 2.0
—
Wanda Alarcón is a doctoral candidate of Comparative Ethnic Studies with a Designated Emphasis in Women, Gender, and Sexuality at the University of California, Berkeley where she is writing a dissertation titled: “Sounding Aztlán: Music, Literature, and the Chicana/o Sonic Imaginary”. Her research interests include Chicana/o cultural studies, U.S. ethnic literatures, popular music, sound studies, queer of color theory, and decolonial feminism. At Berkeley she has facilitated the working groups, “Decolonial Feminisms” and “Popular Music in Chicana/o Cultural Studies” at the Center for Race and Gender (CRG). Wanda is originally from Los Angeles and before starting graduate school she created the poetry zine, JOTA (2002 – 2006) and is updating that project by creating an archive for queer Chicana writing in cyberspace. She is a fan of radio genres and podcasts and writes micro radio plays while on the road. She is suspicious of the MP3 format yet enjoys curating party, tribute, and mood themed playlists on Spotify immensely. You can find her on Twitter depending on writing deadlines @esawanda.
—

REWIND! . . .If you liked this post, you may also dig:
Chicana Radio Activists and the Sounds of Chicana Feminisms— Monica De La Torre
Could I Be Chicana Without Carlos Santana?— Wanda Alarcon
Listening to the Border: “‘2487’: Giving Voice in Diaspora” and the Sound Art of Luz María Sánchezˆ— Dolores Inés Casillas
—























Recent Comments